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In Connection With NYSE Euronext’s Acquisition of the American Stock Exchange, HOLDRSSM Trusts to Be Transferred From the American Stock Exchange to NYSE Arca

//11-12-2008
Merrill Lynch, Pierce, Fenner & Smith Incorporated, in its capacity as the initial depositor in each of the issuer trusts set forth in the table below, today announced that, in connection with NYSE Euronext's acquisition of the American Stock Exchange ("Amex"), the listing of the HOLDRSSM

Fidelity Investments Announces Third-Quarter Brokerage Results

//11-12-2008
Fidelity Investments today announced that it added more than 200,000 net new client accounts in Q3 2008 across its three brokerage units (Fidelity Retail Brokerage, Fidelity Institutional Wealth ServicesSM and National Financial®), totaling 18.3 million accounts, a 4 percent increase compared to one year ago.

Goldman told clients to short bonds it helped sell: report

//11-11-2008

James P. Gorman and Colm Kelleher to Speak at the 2008 Merrill Lynch Banking and Financial Services Investor Conference

//11-11-2008
James P. Gorman, Co-President, and Colm Kelleher, Executive Vice President and Chief Financial Officer of Morgan Stanley (NYSE:MS), will present at the 2008 Merrill Lynch Banking and Financial Services Investor Conference in New York on Wednesday, November 12 at 10:30 am Eastern Time.

John A. Thain, Chairman and Chief Executive Officer, to Speak at the 2008 Merrill Lynch Banking and Financial Services Conference on November 11

//11-11-2008
Merrill Lynch (NYSE: MER) today announced John A. Thain, chairman and chief executive officer, is scheduled to speak at the 2008 Merrill Lynch Banking and Financial Services Conference on Tuesday, November 11, at 8:30 am Eastern time.

Scottrade and its associates raise over $125,000 for the United Way of Greater St. Louis

//11-11-2008
2008 donation the result of the firm’s highest associate participation ever

JP Morgan cuts Tyson Foods to underweight

//11-11-2008
J.P. Morgan Securities cut its rating on U.S. meat producer Tyson Foods Inc (TSN.N: Quote, Profile, Research, Stock Buzz) to "underweight" from "overweight," citing an increased risk from covenants and lower chicken imports from Russia.

China's Bond Sales to Rise on Stimulus Package, Researcher Says

//11-10-2008
Nov. 10 (Bloomberg) -- China may sell up to 200 billion yuan ($29.3 billion) of so-called long-term ``construction'' bonds next year to help fund a government spending package, according to an official at the State Information Center.

Scottrade Opening Waterford, Conn. Branch Office

//11-10-2008
Online investment firm expands branch network to provide investors with convenient local support

E*TRADE FINANCIAL Comments on Capital Protection Program

//11-10-2008
E*TRADE FINANCIAL Corporation (NASDAQ: ETFC) provided an update concerning its application to receive funding pursuant to the U.S. Treasury's TARP Capital Purchase Program. The Company confirmed that it filed its application to receive $800 million of funding. It is currently being reviewed by the Office of Thrift Supervision, the Company's primary regulator.

Schwab Announces Its Next Business Update

//11-10-2008
SAN FRANCISCO--(BUSINESS WIRE)--The Charles Schwab Corporation announced today that it has scheduled a Business Update for institutional investors on Wednesday, November 19, 2008.

John A. Thain, Chairman and Chief Executive Officer, to Speak at the 2008 Merrill Lynch Banking and Financial Services Conference on November 11

//11-07-2008
Merrill Lynch (NYSE: MER) today announced John A. Thain, chairman and chief executive officer, is scheduled to speak at the 2008 Merrill Lynch Banking and Financial Services Conference on Tuesday, November 11, at 8:30 am Eastern time.

Scottrade Returns to its Roots with New Phoenix-Area Data Center

//11-07-2008
Scottrade, a leading branch-supported online investment firm, is returning to its Arizona roots with the opening of a new data center in the Phoenix area. The company, which got its start, as well as its moniker, in Scottsdale, Ariz., will hold an Information Technology Open House and Career Fair Nov. 10, from noon to 8 p.m., at the Scottsdale Resort & Conference Center, the first step in filling 30 new senior and mid-level information technology positions.

Asia, Europe Rally Ahead of Vote

//11-05-2008
London Rises 4%, Tokyo Jumps 6%; Markets Gain Across Asia Wednesday

Dollar slightly lower ahead of US election

//11-04-2008
By William L. Watts, MarketWatch LONDON (MarketWatch) - The dollar and the yen lost ground against most major currencies Tuesday, slipping as equity markets rose on a further rise in risk appetite, strategists said.

TradeKing Survey: Active Investors See Market Direction as Too Tough to Call; All Eyes on New President’s Economic and Energy Policies

//11-04-2008
In Online Broker Client Survey, Election and Signs of Recession Unseat Oil Prices as Top Market Triggers; Energy & Healthcare Sectors Flagged as “Long” Opportunities

New Data from Charles Schwab Shows Employer Match is Key Factor in How Much Employees Save in 401(k) Plans

//11-04-2008
SAN FRANCISCO--(BUSINESS WIRE)--Charles Schwab has released a new report revealing an important connection between how a company offers its 401(k) plan matching contribution and employee saving levels. From 2004 to 2007, employees at companies with retirement plans serviced by Schwab were most likely to choose the plan’s “match ceiling” as their deferral level in order to maximize the employer contributions they can receive.

Fidelity appoints a co-portfolio manager on Fidelity Japan Smaller Companies Fund.

//11-03-2008

T. Rowe Price Group Reports Third Quarter 2008 Results

//11-03-2008

Bank of America Declares Series E Preferred Dividend -- Correction

//11-03-2008
Bank of America Corporation today announced the Board of Directors declared a corrected dividend on the Floating Rate Non-Cumulative Preferred Stock, Series E, originally announced on October 2, 2008. The regular quarterly cash dividend is $0.25556 per depositary share and is payable on November 17, 2008 to shareholders of record as of October 31, 2008.

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